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Compliance Officer

Compliance Officer
Job Roles Business Advisory
SectorFinancial Services - Banking, Financial Advisors, Other (FS)
Salary45,000 to 65,000 per annum - excellent benefits and bonus
LocationsCity of London - London - Central
Job TypePermanent
 
Job Description

A global investment manager, with over 25billion AUM are looking for a compliance officer, who is a qualified solicitor. A generalist role covering monitoring, financial promotions, MiFID and ability to grasp the understanding of the law in relevant jurisdictions. Ultimately you will work as part of a team of a compliance team responsible for UK compliance, as part of a broader global compliance business unit.



Key responsibilities and previous experience:



  • Working knowledge of understanding UK financial regulations

  • Financial promotions

  • Compliance monitoring

  • Drafting policies and procedures

  • Helping to maintain the compliance culture and aims across the UK business

  • Assisting the compliance team to ensure regulatory obligations are met in order to advise the business

  • Ensuring reports are completed accurately and in a timely fashion

  • MiFID experience is a bonus, AIFMD

  • Experience and understanding of the FCA rules

  • Qualified Solicitor

  • Law Degree

  • Ensure operational procedures align with regulatory rules

  • Excellent communication, presentation and technology skills

  • Experience of working closely with senior stakeholders

  • The ability to interpret compliance regulations



The Compliance division at Cameron Kennedy recruits for permanent, temporary and contract staff, covering all levels of seniority from graduates and trainees to Global Compliance Directors.


Date Posted21/11/14 10:31
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Contact Details
Cameron Kennedy
Agency Cameron Kennedy
Tel 020 7337 0011
Email Click Here to Email Agency Directly
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